Question: QUESTION 8 In determining whether a principal officer is a fit and proper person, the Financial Sector Conduct Authority will take the following into account:

QUESTION 8

  1. In determining whether a principal officer is a fit and proper person, the Financial Sector Conduct Authority will take the following into account: Choose the correct option.

a.

The persons conviction of and imprisonment for forgery in 1989.

b.

The persons competence to be a member of a schools board.

c.

The persons misconduct at his previous employer, which led to a disciplinary hearing and criminal proceedings, and for which he was fined R500,000.

d.

The persons involvement in the mismanagement of a trust company.

e.

None of the above.

Step by Step Solution

There are 3 Steps involved in it

1 Expert Approved Answer
Step: 1 Unlock blur-text-image
Question Has Been Solved by an Expert!

Get step-by-step solutions from verified subject matter experts

Step: 2 Unlock
Step: 3 Unlock

Students Have Also Explored These Related Finance Questions!

Q:

1. From the information about Chobani in the case and at the start of the chapter, (a) Who did Hamdi Ulukaya identify as the target market for his first cups of Greek Yogurt and (b) What was his...

Q:

FAISOmbud Office of the Ombud for Financial Services Providers IN THE OFFICE OF THE OMBUD FOR FINANCIAL SERVICES PROVIDERS PRETORIA Case Number: FAIS 04366/18-19/ KZN 3 In the matter between Vemilla...

Q:

Question (700 words) John Densmore, a law student and part-time musician, was seriously injured in a car accident. The other car's driver, Ray Manzarek, a renowned life motivation coach and a...

Q:

Hi can u pls help me to find out the auditing MCQ questions answer .I attach a file.please.My email id is (ruhin_1986@yahoo.com) 1 Marks: 1 When an auditor calculates the gross margin as a percent of...

Q:

Question 11 pts How would a "pure" risk best be described? Group of answer choices Winning at the poker tables in Las Vegas Experiencing a loss in the stock market Losing some pay from work because...

Q:

Chapter 16 Passenger Transport Law INTRODUCTION 5 10 15 20 25 30 35 Transport law is a complex area of law covering the carriage (transport) of passengers and their luggage, as well as the carriage...

Q:

You are a solicitor working in a small firm in South Brisbane. On 19 October you had a meeting with a client, Ms Patti Smith and learned the following details about her situation: Relevant Facts...

Q:

You are a solicitor working in a small firm in South Brisbane. On 19 October you had a meeting with a client, Ms Patti Smith and learned the following details about her situation: Relevant Facts...

Q:

ts, v. DOMINO'S PIZZA, LLC, a Michigan limited liability corporation, Defendant-Respondent, Zzeeks Pizza & Wingz, Inc., an Oregon corporation, dba Domino's Pizza No. 7231; Scott L. Mathias; Does I-X,...

Q:

Court of Appeals of Oregon.Alfred P. VIADO and Pamela Viado, Plaintiffs-Appellants, v. DOMINO'S PIZZA, LLC, a Michigan limited liability corporation, Defendant-Respondent, Zzeeks Pizza & Wingz, Inc.,...

Q:

Can we prepare a memo with the format statement of assignment, issue, brief answer, statement of facts, analysis/discussion, conclusion? To: Legal Research and Writing Il Students From: Supervising...

Q:

Generalization 5 in the chapter claimed that higher-market-share brands are less deal elastic. Construct a realistic example to illustrate your understanding of this empirical generalization.

Q:

Think about one contract that you are bound by. This could be anything - your cell phone contract, credit card agreement, Instagram account, etc. Describe the contract and how it was created. If...

Q:

Use the properties of sigma notation and the summation formulas to evaluate the following area. A = lim n i = 1 n ( 1 2 i n ) ( 2 n )

Q:

P-1) (100 Pts.) A chemical manufacturing company (CMC) has a contract for the procurement of the neccssaly chemicals from four suppliers. The chemicals purchased from Supplier A are priced at $20...

Q:

Explain the impact the economic climate is having on the way in which learning and talent development is being delivered and managed.

Q:

Understand the importance to the organisation of a sound and proactive approach to health, safety and well- being.

Q:

Evaluate the main methods of paying for performance in an individual and team setting.