Required:

You are required to submit the following:

Section A:

General Electrics Collapse: Risk Management Case Study

https://www.piranirisk.com/blog/general-electrics-financial-collapse-risk-management-case-study

Write a summary of the case based on the article provided in the link above in your own words.

Your write-up should be at least 500 words.

Section B

Risk Management Topic Analysis:Identify and explain how the General Electric Financial Collapse case relates to, and/or exemplifies, a need for Risk Management.

Ensure to explain:

1. The types of risks facing the firm in the case.
2. What the firm and/or individuals within the firm did wrong concerning its Risk Management Systems (or lack thereof)?
3. If you were the "Risk Manager" for the firm in the case you selected, explain what you would have (or should have) done that would have avoided the "risk problems" encountered by the firm.
4. Connect the case to content from the course or other outside sources.

Your write-up should be at least 1000 words and please provide a reference.

Section C:

Compliance Bulletin: Prepare and submit a Compliance Bulletin that will be sent to all Investment Advisors at a fictitious Investment Dealer firm relating to the case you have selected.

The purpose of the bulletin is intended to be educational, advising and cautioning Investment Advisors of the type of inappropriate conduct that they should avoid based on the circumstances of the disciplinary case. Consider, for example, including information in your bulletin that you feel would be appropriate to the Investment Advisors of an Investment Dealer.

You can review several CIRO/IIROC Rules Notices in the following link to get an idea of how you can structure your Compliance Bulletin: See the following link for several samples:https://www.iiroc.ca/rules-and-enforcement/iiroc-rules

Your write-up should be at least 500 words.