Question: Susan Chin, CFP , just got off a plane from Vancouver. She feels that this has really been her lucky day first, she was bumped
Susan Chin, CFP just got off a plane from Vancouver. She feels that this has
really been her lucky day first, she was bumped into first class for the trip, and
then she recognized the two passengers sitting in front of her were the CFOs of
two of Canadas leading software companies. During the course of the flight, she
overheard comments about a third firm, pcObjects Inc., which they were planning
on taking over at a fairly substantial premium to current market value. She
immediately phoned three of her biggest clients, telling them the news and
suggested that they take on substantial call option positions in pcObjects.
Is Susan in violation of any of the Principles found in the FPSC Code? Explain,
and if so identify which violations have occurred.
Please answer how Susan violated the Principles with explanations.
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