Question: Susan Smith has almost completed her interview with her client, John Jones, prior to making a recommendation that he purchase a deferred variable annuity. Susan
Susan Smith has almost completed her interview with her client, John Jones, prior to making a recommendation that he purchase a deferred variable annuity. Susan has discussed Mr Jones's age and annual income as well as his overall financial status and financial needs. Under Rule
A
Susan must not only gather this information, but she must consider how it affects the suitability of the product
B
Susan's only obligation is to ask the questions of the client
C
Susan's only obligation is to collect the information
D
this type of information is not required
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