Question: The compliance function is responsible for . . . Select one: a . articulating the risk and operational risk profile of the firm. b .

The compliance function is responsible for ...
Select one:
a.
articulating the risk and operational risk profile of the firm.
b.
liaising with the internal audit department.
c.
all communication and responses to appropriate regulators.
d.
keeping the firms internal controls and operational risk management systems under review.

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