What are the key obligations for the financial services provider prior to offer a financial product? Q.
Question:
What are the key obligations for the financial services provider prior to offer a financial product?
Q. What is meant by financial product advice and when are you required to provide a financial product advice?
Q. What information is required to be contained in the product disclosure statement?
Q. What are the objective for providing a Product Disclosure Statement to the client. Who is responsible for providing the PDS and when?
Q. What is the distinction between 'retail' and 'wholesale' clients.
Q. Due to COVID-19, there are few changes has been made for the few financial products.
You are required to:
Identify those products.
Describe how you would ensure that PDS is up to date?
Explain how would you ensure that your clients are aware of the new changes?
Introduction To Materials Management
ISBN: 978-9386873248
8th edition
Authors: Arnold J. R. Tony, Gatewood Ann K., M. Clive Lloyd N. Chapman Stephen