You have been referred a client from a George Stefan from AAMC Financial Planners who is a Financial Planner you have a referrer agreement with. He's asked if you could urgently help his clients as their previous broker has let them down and now they're situation is time sensitive?

You accepted the referral and immediately commenced working with them.

During the loan process (whilst you're doing the mortgage product research for your client) George offers you two Gold Class Experience E-Voucher to the movies valued at $159 and includes two glasses of wine and meals in the Gold Class section at Village Cinemas to say thank you.

Reqirment:
• Complete the Gift, benefits and hospitality register below (ensure you refer to the examples provided in Section 3 of your Compliance, Regulation & Ethics Learning Guide).

• The dates have been completed for you.

•Use your name as the Staff Member

Answer rating: 100% (QA)

Gift Benefits and Hospitality Register Date Insert current date Staff Member Your name ClientReferre... View the full answer