Question: 1. Compare the implementation of a compliance program with the risk management process. a. Describe the procedures that should occur after a compliance program is
1. Compare the implementation of a compliance program with the risk management process.
a. Describe the procedures that should occur after a compliance program is implemented.
b. Dwight is the new Chief Risk Officer (CRO) and head of internal audit for a large, multi-national organization. When he reviews the organizations compliance program, he finds that the procedure in the employee handbook directs employees to report questionable practices to their direct supervisor. Explain whether Dwight should change this reporting practice
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