Question: anyone? Paste BI U ab X, X AO. Av Course: FSM520 - The Business and Regulation of Financial Services Patrizia Little Professor: Date: Assigned November
Paste BI U ab X, X AO. Av Course: FSM520 - The Business and Regulation of Financial Services Patrizia Little Professor: Date: Assigned November 8, 2021 December 3, 2021 11:59pm Toronto Time Due Date: Total Marks 35 Total Weight: 30% Ensure you cite your sources and quotes using MLA or APA standards. Any plagiarism will result in a failed grade for this assignment. Papers are due no later than 11:59pm Toronto time on December 3,2021. Assignment must be properly labelled with a cover page - your name, student ID, date, class, etc. You will be marked on a) Content b) your ability to synthesis and organize your knowledge and application of the content and c) Grammst Identify a Canadian Financial Services issue that has regulatory implications to a Canadian Bank or Credit Union or a Canadian Investment firm (check with me to ensure you have selected a valid regulatory issue in advance of answering any of the questions below) Part A: 25 marks Analyze the issue within a regulatory context e.g. Privacy, FCAC, FinTre, BIROC, MFDA, CSA, etc. Define the problem causing the regulatory issue Explain the regulatory issue or issues if there are more than one Explain the implication to the Business, Consumer and to the Economy (if applicable) . . Part B: 10 marks Imagine you are presenting this issue to Bank or Investment Firm executives - prepare a brief power point presentation (2-3 slides) Summarize the problem and how it will negatively affect the business Determine as a compliance offices what would your recommended to the executives as the next steps Dan Paste BI U ab X, X AO. Av Course: FSM520 - The Business and Regulation of Financial Services Patrizia Little Professor: Date: Assigned November 8, 2021 December 3, 2021 11:59pm Toronto Time Due Date: Total Marks 35 Total Weight: 30% Ensure you cite your sources and quotes using MLA or APA standards. Any plagiarism will result in a failed grade for this assignment. Papers are due no later than 11:59pm Toronto time on December 3,2021. Assignment must be properly labelled with a cover page - your name, student ID, date, class, etc. You will be marked on a) Content b) your ability to synthesis and organize your knowledge and application of the content and c) Grammst Identify a Canadian Financial Services issue that has regulatory implications to a Canadian Bank or Credit Union or a Canadian Investment firm (check with me to ensure you have selected a valid regulatory issue in advance of answering any of the questions below) Part A: 25 marks Analyze the issue within a regulatory context e.g. Privacy, FCAC, FinTre, BIROC, MFDA, CSA, etc. Define the problem causing the regulatory issue Explain the regulatory issue or issues if there are more than one Explain the implication to the Business, Consumer and to the Economy (if applicable) . . Part B: 10 marks Imagine you are presenting this issue to Bank or Investment Firm executives - prepare a brief power point presentation (2-3 slides) Summarize the problem and how it will negatively affect the business Determine as a compliance offices what would your recommended to the executives as the next steps Dan
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