Question: Consider whether the implementation of the SOX supports ethical behavior. Specifically, address Title 3 of SOX and whether you think SOX was effective for financial

  • Consider whether the implementation of the SOX supports ethical behavior. Specifically, address Title 3 of SOX and whether you think SOX was effective for financial institutions in the recent financial crisis.

  • Discuss, based on your experience, whether you think regulations work to maintain an ethical environment, or whether people are the central drivers of creating ethical cultures. Explain your reasoning.

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