Question: Paula has applied for a representative position with Great Sky Securities, a broker-dealer firm and FINRA member. While in college, she was a bit of

Paula has applied for a representative position with Great Sky Securities, a broker-dealer firm and FINRA member. While in college, she was a bit of a trouble maker. Since completing her education four years ago, she's been a model citizen. Which of the following issues from her past may result in her disqualification from becoming a registered representative?

A)

A conviction eight years ago for misdemeanor larceny for selling her classmates an interest in the Bay Bridge

B)

A conviction seven years ago for misdemeanor assault for hitting a guy with a pool cue

C)

Her history of multiple speeding tickets

D)

A charge six years ago of grand theft auto for the time she went joyriding in the deans car in celebration of making the deans list

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