Question: 3. A registered representative left her office just before a client called to place an order. If the representative's non-registered assistant takes the call, what
3. A registered representative left her office just before a client called to place an order. If the representative's non-registered assistant takes the call, what is the assistant able to do with the customer's order?
- Take the order and submit it for execution since it's unsolicited.
- Take the order, submit it, and share in the commissions.
- Record the details of the order and provide them to the registered representative when she returns.
- Do nothing until the registered representative returns
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