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Ethical Practice Standards for Today's Producer

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Review Exam

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A A A

$1-10$

$11-{20}^{**}$

$21-30*$

$31-{40}^{**}$

$22.$ Alan, an insurance producer, has received no special training in financial analysis. However, by joining an organization and paying the membership fee, he received a professional designation that implies he did receive training on this subject. Which of the following statements concerning his use of the designation when working with clients is correct?

$($Search Chapter $3)$

a$.$ Alan cannot ethically use such a designation; its use is deceptive.

b$.$ Because Alan has met the criteria for being awarded the designation, he may use it as he sees fit.

$$ c$.$ Alan may only use the financial analysis designation when he is unlikely to be required to demonstrate financial analysis expertise.

$$ d$.$ Alan may use the designation only when recommending non$-$security products.